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FCA Compliance & the Consumer Duty Landscape - What You Need to Know
| Type |
Speaker
|
CPD Hours | Level |
|---|---|---|---|
| Seminar | 6 |
Intermediate
|
Course Outline
Introduction
Against the backdrop of the FCA’s requirement for firms to evidence the right behaviours, the Consumer Duty has been established.
This new full day seminar is aimed at FCA authorised firms and will walk you through the Consumer Duty landscape.
The seminar intends to prepare firms to approach the Consumer Duty with due skill and care and in good time, allowing senior managers to make appropriate arrangements that are bespoke to their own firms.
What You Will Learn
This course will cover the following:
- The purpose of the Consumer Duty
- What does It mean in practice?
- What are the FCA’s concerns?
- What resources we may need
- Your challenges as an authorised firm
- Next steps
Book now
Group bookings
Discounts are available for multiple places and if you have 5 or more people interested in this course and would like to discuss holding it in your area or on an in-house basis then please email us at
[email protected]
Can’t Make the Date?